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Compliance Surveillance Analyst

Selby Jennings London, United Kingdom
Posted 1 day ago In-Office Job Permanent Negotiable

Compliance Surveillance Analyst

Selby Jennings London, United Kingdom



Compliance Surveillance Analyst



The Opportunity

A leading global quantitative and systematic investment management firm is looking for a Compliance Surveillance Analyst to join its Compliance function.

This is a hands-on surveillance position combining electronic communications (eComms) and voice surveillance alert review with the opportunity to develop and enhance surveillance tools, alerts, data and controls.

The role would particularly suit someone from an HFT, hedge fund, quantitative, systematic, algorithmic or electronic trading environment who combines strong surveillance experience with Python and data skills.

You will work closely with Compliance, Trading and Technology, investigating alerts and potential misconduct while helping improve the technology, data and controls supporting the surveillance programme.



Key Responsibilities

  • Conduct daily communications surveillance and alert reviews across electronic and voice communications.
  • Review eComms alerts across email, Bloomberg chats and other electronic messaging channels.
  • Review voice surveillance alerts and investigate potentially concerning communications.
  • Conduct detailed investigations, document findings and escalate potential misconduct or conduct concerns.
  • Help develop, build, tune and enhance surveillance alerts, scenarios and controls.
  • Use Python and data analysis to investigate surveillance issues and support automation and monitoring enhancements.
  • Integrate new communications and data feeds into surveillance platforms.
  • Develop and improve data-quality controls to maintain accurate and complete surveillance coverage.
  • Create and enhance custom alerts, reports and surveillance scenarios.
  • Produce MI packs, management reporting and trend analysis covering surveillance activity and emerging risks.
  • Partner with Compliance, Trading and Technology to continuously improve surveillance systems and processes.
What We're Looking For
  • Ideally 2+ years' experience across communications surveillance, compliance surveillance, eComms surveillance or a closely related area. The underlying specification similarly targets 2+ years.Candidates with around 12 months' direct surveillance experience could also be suitable where they have particularly strong Python and data capabilities.
  • Experience within an HFT, high-frequency trading, quantitative, systematic, algorithmic or electronic trading environment is highly desirable.
  • Experience from a hedge fund, investment manager, market maker or proprietary trading environment would be particularly relevant.
  • Hands-on experience reviewing electronic communications / eComms alerts.
  • Hands-on experience reviewing and investigating voice surveillance alerts.
  • Strong, practical Python skills, preferably applied to surveillance, compliance, automation or data analysis.
  • SQL, AI-assisted coding or vibe coding experience would be advantageous.
  • Experience personally building, developing, tuning or enhancing surveillance alerts, scenarios, tools or controls.
  • Experience with data feeds, data-quality controls, custom reporting and MI.
  • Global Relay experience would be highly beneficial. The original specification also identifies Global Relay familiarity as advantageous.
  • Knowledge of market abuse, conduct risk and/or trade surveillance would be beneficial.





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Job ID  PR/614832
ABOUT COMPANY
New York, United States
1000 Employees HR & Recruitment
We support the Financial Sciences & Services industry with talent that can truly shape the future of a business. Whether that be Quantitative Analyti...
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