Compliance Officer Compliance Officer …

FourthLine
in London, England, United Kingdom
Permanent, Full time
Last application, 16 Jul 19
£60,000 - £70,000
FourthLine
in London, England, United Kingdom
Permanent, Full time
Last application, 16 Jul 19
£60,000 - £70,000
Assisting with the firms investment compliance efforts, including identifying regulatory and legal requirements

I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to learn and looking to work in a top-quality asset management house within a very positive, friendly, non-status, team-orientated environment. This is a permanent position and would join the strong, current standing Compliance team as an Officer 

 

The ideal candidate will have: 

 

5/6 years of experience in investment Compliance within asset management. 

Strong knowledge of fixed income and bonds.  

Solid understanding of UCITS and AIFMD  

Post trade expertise and can assist/develop on pre trade

Experience Identifying, investigating and reporting breaches

An ability to manually review guideline restrictions

 

This is a great opportunity for an experience candidate that is looking for their next step, in a position where they can thrive, grow, develop and take an active and collaborative approach to Compliance. 

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