I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role assists with general compliance activities including: monitoring; reviewing of new clients and general support to the business. This will include preparing reports, reviewing compliance policies and procedures and reviewing regulatory developments.
I am looking for a generalist compliance professional with 3-5 years’ experience in a similar wealth management firm with a keen interest in compliance, good presentation skills and an ability to present to senior board members.
Great opportunity for the right candidate looking take the next step in their career and have ownership over compliance at a reputable boutique wealth manager.