Compliance Manager Compliance Manager …

FourthLine
in Guildford, England, United Kingdom
Permanent, Full time
Last application, 16 Jul 19
£90,000 +
FourthLine
in Guildford, England, United Kingdom
Permanent, Full time
Last application, 16 Jul 19
£90,000 +
Surrey based Asset Management firm

I am currently representing a Surrey based, Asset Management firm that are looking to appoint a Compliance Manager into the business on a permanent basis for between £90,000 - £100,000.

The role will be focused around general Compliance activities including:

  • Compliance oversight
  • Support for MLRO on Financial Crime framework
  • Preparing relevant Board and Committee papers
  • Overseeing the Compliance monitoring programme
  • Thematic monitoring audits, due diligence monitoring and best execution

 

The ideal profile for this role will have:

  • 5/10 years’ experience of working in Compliance and Money Laundering within the finance industry, preferably in Fund Management
  • Experience of working across multiple asset types and products
  • Experience developing/managing a thematic monitoring programme
  • Management experience essential
  • Experience with Bloomberg is essential
  • Experience with Retail Fund Platforms beneficial
  • Experience with SIPP administration beneficial  

 

This is a great opportunity to give the right candidate a wide range of exposure on generalist compliance activities. There is a lot of scope for development and progression in this fast paced, hands on, management role.

 

If you or someone within your network would be interested in having a confidential discussion, please contact myself on:

0203 800 1547

Robert.morrison@thefourthline.co.uk

 

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