• A boutique brokerage and advisory platform
• The group has become one of the leading alternative specialist in the region

About Our Client

The company is a well-established organization within the financial services industry, known for its professional approach and strong market presence. Operating as a medium-sized firm, it provides comprehensive financial solutions to its clients.

Job Description

As a Dealer (Type 1 RO, MIC), your main responsibilities will include:

• Executing trades and managing trading activities across a variety of financial instruments.
• Ensuring compliance with Type 1 regulatory requirements and company policies.
• Monitoring market trends and providing insights to support trading decisions.
• Maintaining strong relationships with clients and counterparties.
• Preparing reports and analysis related to trading performance and market updates.
• Collaborating with internal teams to enhance trading strategies and processes.
• Overseeing risk management measures to minimize financial exposure.
• Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.

The Successful Applicant

A successful Dealer (Type 1 RO, MIC) should have:

• A strong background in banking and financial services, particularly in trading and compliance.
• Professional qualifications relevant to Type 1 regulated activities in Hong Kong.
• Proven expertise in managing trading operations and risk assessment.
• Excellent understanding of financial regulations and markets in Hong Kong.
• Strong analytical and decision-making skills.
• The ability to work collaboratively and communicate effectively with diverse teams.

What's on Offer

• Competitive annual salary ranging from HKD 540000 to HKD 660000.
• Opportunities to grow within the financial services industry.
• Collaborative work environment in a medium-sized, professional organization.
• Convenient Hong Kong location with access to modern office facilities.

If you are ready to take the next step in your career as a Dealer (Type 1 RO, MIC) in the financial services industry, we encourage you to apply now!