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Product Governance - Wealth Management (Manager/Senior Manager)

Morgan Stanley
Sydney, Australia
Posted 6 days ago Permanent Competitive
Product Governance - Wealth Management (Manager/Senior Manager)

About The Company
Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. With offices in more than 43 countries the people of Morgan Stanley are dedicated to providing our clients the finest thinking, product and services to help them achieve even the most challenging goals.

About The Division
This role sits within the Australian Wealth Management Risk Team and the key function is to assist managing, overseeing and developing the Product Governance and Suitability Risk Frameworks for the firm, as well as identifying, escalating and managing Product and Suitability Risks.

About The Role
• Assist in the management, analysis and development of the Product Governance framework.
• Assist in analysing, assessing and supervising Product and Suitability Risk for the Firm.
• Assisting with new business initiatives and product approvals.
• Co-ordination and maintenance of the Approved Product List.
• Analysis and due diligence of client books of proposed new FA hires.
• Reviewing and approving new products as part of the Capital Markets Committee.
• Management of suitability reviews of various products.
• Ongoing review and performance of tasks relating to compliance with the Product Governance Policy of the business.
• Contribute to and assist with the Product & Investment Risk Committee as a member of the committee.
• Ensure standardisation and consistency in risk management policies and procedures applicable across the business relating to product and suitability risk.

Job ID  3202561
ABOUT COMPANY
Hong Kong
68000 Employees Investment Banking / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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