Portfolio Compliance Analyst

  • £300 - £350 per day
  • London, England, United Kingdom
  • Contract, Full time
  • Investigo Compliance
  • 17 Aug 17

Multiple opportunities for Portfolio Compliance professionals to join a leading Asset Manager based in London. Both temporary and permanent opportunities.

Investigo Compliance are working in partnership with a leading Asset Manager to recruit for multiple Portfolio Compliance professionals to join their team on both a contract and permanent basis.

You will work as part of the Investment Control function focusing on the pre and post trade investment process.

Duties will include;

  • Evaluation of existing controls in line with Compliance frameworks
  • Completion of daily, monthly and quarterly compliance reports
  • Investigation of account guidelines related to investment guideline rules
  • Review and validation of client guidelines entered onto the Compliance Monitoring programme
  • Provision of training to staff around compliance issues

Ideal candidates will;

  • Have at least 2 years experience within compliance or operations
  • Have previous experience working within a Fixed Income trade support role
  • Strong knowledge of securities and investment products including Derivatives and Fixed Income
  • Have strong Excel skills including macros, V-Lookups and Pivot tables

If you have the relevant skills and experience for this role then please do apply as soon as possible to amy.callen@investigo.co.uk or call me on 0203 862 2740 for more information.