Compliance Control Room VP

  • SGD140000.00 - SGD200000.00 per annum
  • Singapore
  • Permanent, Full time
  • Ambition Singapore , EA Licence No: 10C5117
  • 14 Aug 17

VP, Control Room Compliance - Global Banking Group My client is looking to hire a strong individual to join the control room group team to support Asia business.

  • Strong Control Room experience
  • Regional role
  • Banking Background is a must

Prestigious international bank role
Excellent working environment
Control Room experience is a must

My client is one of the world's largest Banking group operating across the globe with a full range of banking and investment services, satisfying the needs of a wide range of clients from individual to corporates.
Reporting to the Head of Control Room, this role will manage conflicts between businesses within the group and ensure that the bank is fulfilling legal obligations.
This role will also include an advisory function for all compliance and regulatory matters and will be responsible for managing the pre deal research process.
The role will also be responsible for supervising various control room functions, including maintaining restrictions on trading, facilitating Chinese wall crossings and for position reporting.

To qualify, individuals must possess:

A business or legal related bachelors degree
At least 6 years of experience in control room compliance, with a particular focus on research and capital markets.
Substantial knowledge of relevant regulations for Asia
Excellent communication skills in English, and the ability to easily build relationships with senior business stakeholders.
A Stable working histories with good proven track records

If you are interested in the role above please get in touch directly with Stephanie
Contact Stephanie Aglae for further discussion on (65) 6854 5634 or APPLY NOW
Reference number SLA43928
Please note that only successful candidate will be notified.
www.ambition.com.sg
Data provided is for recruitment purposes only.
Business Licence Number: 200611680D.
Licence Number: 10C5117 EA registration Number R1326161
LI#BF