• Competitive
  • Shanghai, Shanghai Shi, China
  • Permanent, Full time
  • Citi China Company Limited 花旗中国
  • 15 Aug 17

Treasury & Trade Solutions and Securities Services Independent Compliance Risk Management Head

Treasury & Trade Solutions and Securities Services Independent Compliance Risk Management Head

  • Primary Location: China,Shanghai,Shanghai
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 17056628


Description

  • Provide support to TTS, CIB ICG and CCB compliance matter, and identify, assess and manage compliance risk, including:
  • Coordinate with business and control functions to implement the new regulatory requirement/internal policy requirements related to TTS, CIB and CCB business.
  • Provide advice to TTS, CIB and CCB related compliance matters, including the BAU and new products or service launch.
  • Provide necessary training to related stakeholders to raise compliance awareness.
  • Conduct Compliance Monitoring for TTS, CIB and CCB.
  • Keep timely communications with Regional Compliance and participate in the regular compliance meeting with regional team, to communicate/escalate issue timely.
  • Coordinate with regulatory inspection, inquiries and surveys related to TTS, CIB and CCB business.
  • Other assistance work assigned by Country or Regional office.


Qualifications

  • University degree or above with at least 8 years working experience. 
  • Familiar with local regulations and applicable US laws
  • Proactively identify and manage risk through partnership with the business.
  • Strong leadership
  • Knowledge of banking industry, product and risk.
  • Teamwork spirit and willing to work under pressure;
  • Good communication skills in both English and Chinese (written and spoken). Access to seniors.