• Competitive
  • Sydney, New South Wales, Australia
  • Permanent, Full time
  • Macquarie Group
  • 19 Aug 17

Senior Manager/Associate Director, Compliance - Macquarie Investment Management

Senior Manager/Associate Director, Compliance - Macquarie Investment Management

  • Macquarie Headquarters - 50 Martin Place
  • Business aligned compliance - Global asset management
  • Risk Management Group

Macquarie Investment Management (MIM) is a global asset manager with over AUD300 billion in assets under management including Australian and international shares, fixed income, infrastructure securities and alternatives. As the compliance lead for the MIM ANZ business, you will primarily be responsible for providing advice, training and coordinating reporting tasks for MIM ANZ with some additional responsibilities across the wider Macquarie Asset Management (MAM) business.

This is business facing role with direct exposure to senior stakeholders whom you will advise on a daily basis and engage with on a variety of complex projects. As part of a global business, you will be involved in the development of a common compliance platform across all regions. On top of day to day compliance advisory, you will provide periodic regulatory, management and investor reporting as well as training facilitation and delivery to the business on relevant compliance topics. You will also be responsible for developing targeted assurance processes and reviews and proactively identifying and reporting on regulatory risks, breaches and incidents.

Reporting to the Head of Compliance MAM ANZ, you will have staff management and mentoring responsibilities within a high performing team.

You will utilise your strengths in relationship building with the senior stakeholder group and strong organisational skills would also be essential in the role given the high volume nature of the asset management business.

This is a great opportunity to step up into a leadership role and be able to own relationships with senior stakeholders within the business.

To discuss this role in more detail, please contact Shien Wu on Shien.Wu@Macquarie.com .

Find out more about Macquarie careers at www.macquarie.com/careers .

About us

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.


Advertised: 10 Aug 2017 AUS Eastern Standard Time
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